Prosperous Economy
Last Updated: 10/07/2024
Regulate the economy to ensure fairness, security and efficiency
Strategy: Regulate the economy to ensure fairness, security and efficiency
Agency: 102 - Department of Financial Institutions
A001 - Agency Management and Administrative Services
The Division of Administration provides administrative and advisory services for the Department of Financial Institutions. These services include policy and legal advice, human resources, financial and budgeting functions.
| Account | FY 2024 | FY 2025 | Biennium Total |
|---|---|---|---|
| FTE | 34.6 | 36.2 | 35.4 |
| 300 - Financial Services Regulation Acct | |||
| Non-Appropriated | 5,173,000 | 5,559,000 | 10,732,000 |
| FY 2024 | FY 2025 | Biennium Total | |
|---|---|---|---|
| FTES | 17.3 | 18.9 | 18.1 |
| GFS | |||
| Other | 2,628,000.0 | 2,827,000.0 | 5,455,000.0 |
| Totals | 2,628,000.0 | 2,827,000.0 | 5,455,000.0 |
002483 - Percentage of Revenues Collected Electronically
Percentage of Revenues Collected Electronically
| Biennium | Period | Actual | Target |
|---|---|---|---|
| 2019-21 | A2 | 90% | 85% |
| 2019-21 | A3 | 90% | 90% |
| 2021-23 | A2 | 79% | 95% |
| 2021-23 | A3 | 91% | 95% |
| 2023-25 | A2 | 94% | 95% |
| 2023-25 | A3 | 0% | 0% |
002484 - Percentage of Calls Reaching a Live Person Within 60 Seconds
Percentage of Calls Reaching a Live Person Within 60 Seconds
| Biennium | Period | Actual | Target |
|---|---|---|---|
| 2019-21 | Q1 | 93% | 80% |
| 2019-21 | Q2 | 93% | 80% |
| 2019-21 | Q3 | 93% | 80% |
| 2019-21 | Q4 | 91% | 80% |
| 2019-21 | Q5 | 91% | 80% |
| 2019-21 | Q6 | 88% | 80% |
| 2019-21 | Q7 | 93% | 80% |
| 2019-21 | Q8 | 97% | 80% |
| 2021-23 | Q1 | 96% | 80% |
| 2021-23 | Q2 | 97% | 80% |
| 2021-23 | Q3 | 96% | 80% |
| 2021-23 | Q4 | 97% | 80% |
| 2021-23 | Q5 | 93% | 80% |
| 2021-23 | Q6 | 95% | 80% |
| 2021-23 | Q7 | 94% | 80% |
| 2021-23 | Q8 | 95% | 80% |
| 2023-25 | Q1 | 92% | 80% |
| 2023-25 | Q2 | 95% | 80% |
| 2023-25 | Q3 | 95% | 80% |
| 2023-25 | Q4 | 96% | 80% |
| 2023-25 | Q5 | 0% | 0% |
| 2023-25 | Q6 | 0% | 0% |
| 2023-25 | Q7 | 0% | 0% |
| 2023-25 | Q8 | 0% | 0% |
002486 - Percentage of Employees who Leave DFI to Take A Position With Another Employer
Percentage of Employees who Leave DFI to Take A Position With Another Employer
| Biennium | Period | Actual | Target |
|---|---|---|---|
| 2019-21 | Q1 | 1% | 3% |
| 2019-21 | Q2 | 1% | 3% |
| 2019-21 | Q3 | 1% | 3% |
| 2019-21 | Q4 | 1% | 3% |
| 2019-21 | Q5 | 1% | 3% |
| 2019-21 | Q6 | 0% | 3% |
| 2019-21 | Q7 | 1% | 3% |
| 2019-21 | Q8 | 1% | 3% |
| 2021-23 | Q1 | 2% | 3% |
| 2021-23 | Q2 | 2% | 3% |
| 2021-23 | Q3 | 2% | 3% |
| 2021-23 | Q4 | 2% | 3% |
| 2021-23 | Q5 | 3% | 3% |
| 2021-23 | Q6 | 1% | 3% |
| 2021-23 | Q7 | 2% | 3% |
| 2021-23 | Q8 | 1% | 3% |
| 2023-25 | Q1 | 1% | 3% |
| 2023-25 | Q2 | 1% | 3% |
| 2023-25 | Q3 | 1% | 3% |
| 2023-25 | Q4 | 1% | 3% |
| 2023-25 | Q5 | 0% | 0% |
| 2023-25 | Q6 | 0% | 0% |
| 2023-25 | Q7 | 0% | 0% |
| 2023-25 | Q8 | 0% | 0% |
002487 - Percentage of Veterans in DFI's Workforce
Percentage of Veterans in DFI's Workforce
| Biennium | Period | Actual | Target |
|---|---|---|---|
| 2019-21 | Q1 | 7% | 8% |
| 2019-21 | Q2 | 8% | 8% |
| 2019-21 | Q3 | 8% | 8% |
| 2019-21 | Q4 | 8% | 8% |
| 2019-21 | Q5 | 8% | 8% |
| 2019-21 | Q6 | 8% | 8% |
| 2019-21 | Q7 | 8% | 8% |
| 2019-21 | Q8 | 8% | 8% |
| 2021-23 | Q1 | 8% | 8% |
| 2021-23 | Q2 | 9% | 8% |
| 2021-23 | Q3 | 10% | 8% |
| 2021-23 | Q4 | 11% | 8% |
| 2021-23 | Q5 | 11% | 8% |
| 2021-23 | Q6 | 10% | 8% |
| 2021-23 | Q7 | 10% | 8% |
| 2021-23 | Q8 | 11% | 8% |
| 2023-25 | Q1 | 11% | 8% |
| 2023-25 | Q2 | 11% | 8% |
| 2023-25 | Q3 | 10% | 8% |
| 2023-25 | Q4 | 10% | 8% |
| 2023-25 | Q5 | 0% | 0% |
| 2023-25 | Q6 | 0% | 0% |
| 2023-25 | Q7 | 0% | 0% |
| 2023-25 | Q8 | 0% | 0% |
002488 - Percentage of Employees with Disabilities in DFI's Workforce
Percentage of Employees with Disabilities in DFI's Workforce
| Biennium | Period | Actual | Target |
|---|---|---|---|
| 2019-21 | Q1 | 9% | 8% |
| 2019-21 | Q2 | 9% | 8% |
| 2019-21 | Q3 | 9% | 8% |
| 2019-21 | Q4 | 12% | 8% |
| 2019-21 | Q5 | 11% | 8% |
| 2019-21 | Q6 | 11% | 8% |
| 2019-21 | Q7 | 11% | 8% |
| 2019-21 | Q8 | 11% | 8% |
| 2021-23 | Q1 | 11% | 8% |
| 2021-23 | Q2 | 12% | 8% |
| 2021-23 | Q3 | 12% | 8% |
| 2021-23 | Q4 | 13% | 8% |
| 2021-23 | Q5 | 12% | 8% |
| 2021-23 | Q6 | 13% | 8% |
| 2021-23 | Q7 | 13% | 8% |
| 2021-23 | Q8 | 14% | 8% |
| 2023-25 | Q1 | 14% | 8% |
| 2023-25 | Q2 | 15% | 8% |
| 2023-25 | Q3 | 15% | 8% |
| 2023-25 | Q4 | 15% | 8% |
| 2023-25 | Q5 | 0% | 0% |
| 2023-25 | Q6 | 0% | 0% |
| 2023-25 | Q7 | 0% | 0% |
| 2023-25 | Q8 | 0% | 0% |
A002 - Chartering, Licensing and Registration
The Department of Financial Institutions evaluates and approves new applications, mergers, conversions, branches, and corporate governance changes for banks and credit unions. The department also conducts licensing, registration, and exemption activities for financial entities, such as broker dealers, investment advisers, securities issuers, escrow officers, mortgage brokers and loan originators, payday lenders, money transmitters, currency exchangers, and consumer loan companies.
| Account | FY 2024 | FY 2025 | Biennium Total |
|---|---|---|---|
| FTE | 80.8 | 80.9 | 80.9 |
| 300 - Financial Services Regulation Acct | |||
| Non-Appropriated | 11,318,000 | 12,499,000 | 23,817,000 |
| FY 2024 | FY 2025 | Biennium Total | |
|---|---|---|---|
| FTES | 40.4 | 40.5 | 40.5 |
| GFS | |||
| Other | 5,651,000.0 | 6,286,000.0 | 11,937,000.0 |
| Totals | 5,651,000.0 | 6,286,000.0 | 11,937,000.0 |
000698 - Number of Registration Applications Received
Quantity received for registration applications.
| Biennium | Period | Actual | Target |
|---|---|---|---|
| 2019-21 | Q1 | 4 | 6 |
| 2019-21 | Q2 | 3 | 6 |
| 2019-21 | Q3 | 3 | 6 |
| 2019-21 | Q4 | 2 | 6 |
| 2019-21 | Q5 | 5 | 6 |
| 2019-21 | Q6 | 5 | 6 |
| 2019-21 | Q7 | 3 | 6 |
| 2019-21 | Q8 | 2 | 6 |
| 2021-23 | Q1 | 3 | 6 |
| 2021-23 | Q2 | 5 | 6 |
| 2021-23 | Q3 | 3 | 6 |
| 2021-23 | Q4 | 4 | 6 |
| 2021-23 | Q5 | 4 | 6 |
| 2021-23 | Q6 | 5 | 6 |
| 2021-23 | Q7 | 5 | 6 |
| 2021-23 | Q8 | 1 | 6 |
| 2023-25 | Q1 | 113 | 0 |
| 2023-25 | Q2 | 0 | 0 |
| 2023-25 | Q3 | 0 | 0 |
| 2023-25 | Q4 | 0 | 0 |
| 2023-25 | Q5 | 0 | 0 |
| 2023-25 | Q6 | 0 | 0 |
| 2023-25 | Q7 | 0 | 0 |
| 2023-25 | Q8 | 0 | 0 |
002475 - Days to Process and Issue a Consumer Loan Company License
Days to Process and Issue a Consumer Loan Company License
| Biennium | Period | Actual | Target |
|---|---|---|---|
| 2019-21 | Q1 | 21 | 25 |
| 2019-21 | Q2 | 25 | 25 |
| 2019-21 | Q3 | 25 | 25 |
| 2019-21 | Q4 | 24 | 25 |
| 2019-21 | Q5 | 27 | 25 |
| 2019-21 | Q6 | 24 | 25 |
| 2019-21 | Q7 | 25 | 25 |
| 2019-21 | Q8 | 25 | 25 |
| 2021-23 | Q1 | 25 | 25 |
| 2021-23 | Q2 | 25 | 25 |
| 2021-23 | Q3 | 23 | 25 |
| 2021-23 | Q4 | 25 | 25 |
| 2021-23 | Q5 | 25 | 25 |
| 2021-23 | Q6 | 25 | 25 |
| 2021-23 | Q7 | 25 | 25 |
| 2021-23 | Q8 | 25 | 25 |
| 2023-25 | Q1 | 25 | 25 |
| 2023-25 | Q2 | 25 | 25 |
| 2023-25 | Q3 | 25 | 25 |
| 2023-25 | Q4 | 25 | 25 |
| 2023-25 | Q5 | 0 | 0 |
| 2023-25 | Q6 | 0 | 0 |
| 2023-25 | Q7 | 0 | 0 |
| 2023-25 | Q8 | 0 | 0 |
002478 - Percentage of Callers who are "Satisfied" or "Very Satisfied" with the Information they Received
Percentage of Callers who are "Satisfied" or "Very Satisfied" with the Information they Received
| Biennium | Period | Actual | Target |
|---|---|---|---|
| 2019-21 | Q1 | 100% | 90% |
| 2019-21 | Q2 | 99% | 90% |
| 2019-21 | Q3 | 100% | 90% |
| 2019-21 | Q4 | 100% | 90% |
| 2019-21 | Q5 | 100% | 90% |
| 2019-21 | Q6 | 100% | 90% |
| 2019-21 | Q7 | 91% | 90% |
| 2019-21 | Q8 | 89% | 90% |
| 2021-23 | Q1 | 89% | 90% |
| 2021-23 | Q2 | 98% | 90% |
| 2021-23 | Q3 | 93% | 90% |
| 2021-23 | Q4 | 91% | 90% |
| 2021-23 | Q5 | 94% | 90% |
| 2021-23 | Q6 | 100% | 90% |
| 2021-23 | Q7 | 78% | 90% |
| 2021-23 | Q8 | 92% | 90% |
| 2023-25 | Q1 | 100% | 90% |
| 2023-25 | Q2 | 100% | 90% |
| 2023-25 | Q3 | 71% | 90% |
| 2023-25 | Q4 | 83% | 90% |
| 2023-25 | Q5 | 0% | 0% |
| 2023-25 | Q6 | 0% | 0% |
| 2023-25 | Q7 | 0% | 0% |
| 2023-25 | Q8 | 0% | 0% |
002750 - Percentage of Mortgage Loan Originator sponsorship applications approved within 5 days
Percentage of Mortgage Loan Originator sponsorship applications approved within 5 days
| Biennium | Period | Actual | Target |
|---|---|---|---|
| 2019-21 | Q1 | 97% | 80% |
| 2019-21 | Q2 | 92% | 80% |
| 2019-21 | Q3 | 96% | 80% |
| 2019-21 | Q4 | 94% | 80% |
| 2019-21 | Q5 | 92% | 80% |
| 2019-21 | Q6 | 92% | 80% |
| 2019-21 | Q7 | 91% | 80% |
| 2019-21 | Q8 | 94% | 80% |
| 2021-23 | Q1 | 91% | 80% |
| 2021-23 | Q2 | 93% | 80% |
| 2021-23 | Q3 | 90% | 80% |
| 2021-23 | Q4 | 93% | 80% |
| 2021-23 | Q5 | 89% | 80% |
| 2021-23 | Q6 | 93% | 80% |
| 2021-23 | Q7 | 90% | 80% |
| 2021-23 | Q8 | 95% | 80% |
| 2023-25 | Q1 | 98% | 80% |
| 2023-25 | Q2 | 97% | 80% |
| 2023-25 | Q3 | 90% | 80% |
| 2023-25 | Q4 | 95% | 80% |
| 2023-25 | Q5 | 0% | 0% |
| 2023-25 | Q6 | 0% | 0% |
| 2023-25 | Q7 | 0% | 0% |
| 2023-25 | Q8 | 0% | 0% |
003036 - Number of Registration Applications Received
Number of Registration Applications Received
| Biennium | Period | Actual | Target |
|---|---|---|---|
| 2021-23 | Q1 | 107 | 110 |
| 2021-23 | Q2 | 73 | 110 |
| 2021-23 | Q3 | 64 | 110 |
| 2021-23 | Q4 | 215 | 110 |
| 2021-23 | Q5 | 80 | 110 |
| 2021-23 | Q6 | 71 | 110 |
| 2021-23 | Q7 | 69 | 110 |
| 2021-23 | Q8 | 211 | 110 |
| 2023-25 | Q1 | 113 | 110 |
| 2023-25 | Q2 | 56 | 110 |
| 2023-25 | Q3 | 55 | 110 |
| 2023-25 | Q4 | 177 | 110 |
| 2023-25 | Q5 | 0 | 0 |
| 2023-25 | Q6 | 0 | 0 |
| 2023-25 | Q7 | 0 | 0 |
| 2023-25 | Q8 | 0 | 0 |
A003 - Education and Public Outreach
The Department conducts education and outreach activities for consumers and stakeholders. Activities include presentations, town meetings, and press conferences addressing consumer and industry concerns; Internet-based information; and interactive programs.
| Account | FY 2024 | FY 2025 | Biennium Total |
|---|---|---|---|
| FTE | 11.6 | 11.8 | 11.7 |
| 300 - Financial Services Regulation Acct | |||
| Non-Appropriated | 3,906,000 | 4,108,000 | 8,014,000 |
| FY 2024 | FY 2025 | Biennium Total | |
|---|---|---|---|
| FTES | 5.8 | 6.0 | 5.9 |
| GFS | |||
| Other | 1,983,000.0 | 2,088,000.0 | 4,071,000.0 |
| Totals | 1,983,000.0 | 2,088,000.0 | 4,071,000.0 |
000375 - Consumers Rating Outreach Programs & Materials as Helpful
Consumers Rating Outreach Programs & Materials as Helpful
| Biennium | Period | Actual | Target |
|---|---|---|---|
| 2019-21 | Q1 | 100% | 90% |
| 2019-21 | Q2 | 99% | 90% |
| 2019-21 | Q3 | 100% | 90% |
| 2019-21 | Q4 | 0% | 90% |
| 2019-21 | Q5 | 100% | 90% |
| 2019-21 | Q6 | 0% | 90% |
| 2019-21 | Q7 | 100% | 90% |
| 2019-21 | Q8 | 100% | 90% |
| 2021-23 | Q1 | 100% | 90% |
| 2021-23 | Q2 | 0% | 90% |
| 2021-23 | Q3 | 100% | 90% |
| 2021-23 | Q4 | 100% | 90% |
| 2021-23 | Q5 | 0% | 90% |
| 2021-23 | Q6 | 100% | 90% |
| 2021-23 | Q7 | 100% | 90% |
| 2021-23 | Q8 | 100% | 90% |
| 2023-25 | Q1 | 100% | 90% |
| 2023-25 | Q2 | 100% | 90% |
| 2023-25 | Q3 | 100% | 90% |
| 2023-25 | Q4 | 100% | 90% |
| 2023-25 | Q5 | 0% | 0% |
| 2023-25 | Q6 | 0% | 0% |
| 2023-25 | Q7 | 0% | 0% |
| 2023-25 | Q8 | 0% | 0% |
002479 - Registrant Survey Results Rated as "Excellent" or "Good"
Registrant Survey Results Rated as "Excellent" or "Good"
| Biennium | Period | Actual | Target |
|---|---|---|---|
| 2019-21 | Q1 | 100% | 80% |
| 2019-21 | Q2 | 0% | 80% |
| 2019-21 | Q3 | 100% | 80% |
| 2019-21 | Q4 | 0% | 80% |
| 2019-21 | Q5 | 100% | 80% |
| 2019-21 | Q6 | 100% | 80% |
| 2019-21 | Q7 | 100% | 80% |
| 2019-21 | Q8 | 100% | 80% |
| 2021-23 | Q1 | 100% | 80% |
| 2021-23 | Q2 | 100% | 80% |
| 2021-23 | Q3 | 0% | 80% |
| 2021-23 | Q4 | 0% | 80% |
| 2021-23 | Q5 | 100% | 80% |
| 2021-23 | Q6 | 100% | 80% |
| 2021-23 | Q7 | 100% | 80% |
| 2021-23 | Q8 | 100% | 80% |
| 2023-25 | Q1 | 100% | 80% |
| 2023-25 | Q2 | 100% | 80% |
| 2023-25 | Q3 | 100% | 80% |
| 2023-25 | Q4 | 100% | 80% |
| 2023-25 | Q5 | 0% | 0% |
| 2023-25 | Q6 | 0% | 0% |
| 2023-25 | Q7 | 0% | 0% |
| 2023-25 | Q8 | 0% | 0% |
002482 - Percentage of Students Demonstrating Increased Financial Knowledge
Percentage of students demonstrating, through pre and post instruction testing, increased financial knowledge after completing a financial education curriculum.
| Biennium | Period | Actual | Target |
|---|---|---|---|
| 2019-21 | A2 | 18% | 15% |
| 2019-21 | A3 | 38% | 15% |
| 2021-23 | A2 | 49% | 15% |
| 2021-23 | A3 | 36% | 15% |
| 2023-25 | A2 | 39% | 15% |
| 2023-25 | A3 | 0% | 0% |
A004 - Enforcement
The Department conducts various types of supervisory, surveillance, and enforcement activities to detect and take corrective action for violations of the regulatory and anti-fraud statutes applicable to financial institutions. Activities include processing complaints, doing investigations, and taking appropriate actions against banks, credit unions, and other financial entities. Additional enforcement functions include coordination and assistance to other law enforcement agencies and prosecutors and providing testimony in courts of law.
| Account | FY 2024 | FY 2025 | Biennium Total |
|---|---|---|---|
| FTE | 93.2 | 93.2 | 93.2 |
| 06J - Securities Prosecution Account | |||
| Non-Appropriated | 212,000 | 210,000 | 422,000 |
| 07A - Mortgage Lending Fraud Prosecution | |||
| Non-Appropriated | 1,000,000 | 1,000,000 | 2,000,000 |
| 300 - Financial Services Regulation Acct | |||
| Non-Appropriated | 16,469,000 | 17,637,000 | 34,106,000 |
| FY 2024 | FY 2025 | Biennium Total | |
|---|---|---|---|
| FTES | 46.6 | 46.6 | 46.6 |
| GFS | |||
| Other | 8,878,000.0 | 9,537,000.0 | 18,415,000.0 |
| Totals | 8,878,000.0 | 9,537,000.0 | 18,415,000.0 |
000761 - Number of Enforcement Actions Taken
Number of Enforcement Actions Taken
| Biennium | Period | Actual | Target |
|---|---|---|---|
| 2019-21 | Q1 | 64 | 48 |
| 2019-21 | Q2 | 41 | 48 |
| 2019-21 | Q3 | 56 | 48 |
| 2019-21 | Q4 | 65 | 48 |
| 2019-21 | Q5 | 56 | 48 |
| 2019-21 | Q6 | 41 | 48 |
| 2019-21 | Q7 | 40 | 48 |
| 2019-21 | Q8 | 43 | 48 |
| 2021-23 | Q1 | 39 | 48 |
| 2021-23 | Q2 | 30 | 48 |
| 2021-23 | Q3 | 98 | 48 |
| 2021-23 | Q4 | 30 | 48 |
| 2021-23 | Q5 | 35 | 48 |
| 2021-23 | Q6 | 41 | 48 |
| 2021-23 | Q7 | 35 | 48 |
| 2021-23 | Q8 | 39 | 48 |
| 2023-25 | Q1 | 36 | 48 |
| 2023-25 | Q2 | 47 | 48 |
| 2023-25 | Q3 | 41 | 48 |
| 2023-25 | Q4 | 37 | 48 |
| 2023-25 | Q5 | 0 | 0 |
| 2023-25 | Q6 | 0 | 0 |
| 2023-25 | Q7 | 0 | 0 |
| 2023-25 | Q8 | 0 | 0 |
002480 - Percentage of Consumer Complaints Closed Within 60 Days
Percentage of Consumer Complaints Closed Within 60 Days
| Biennium | Period | Actual | Target |
|---|---|---|---|
| 2019-21 | Q1 | 100% | 80% |
| 2019-21 | Q2 | 97% | 80% |
| 2019-21 | Q3 | 100% | 80% |
| 2019-21 | Q4 | 97% | 80% |
| 2019-21 | Q5 | 99% | 80% |
| 2019-21 | Q6 | 100% | 80% |
| 2019-21 | Q7 | 100% | 80% |
| 2019-21 | Q8 | 99% | 80% |
| 2021-23 | Q1 | 97% | 80% |
| 2021-23 | Q2 | 100% | 80% |
| 2021-23 | Q3 | 98% | 80% |
| 2021-23 | Q4 | 100% | 80% |
| 2021-23 | Q5 | 99% | 80% |
| 2021-23 | Q6 | 97% | 80% |
| 2021-23 | Q7 | 100% | 80% |
| 2021-23 | Q8 | 96% | 80% |
| 2023-25 | Q1 | 99% | 90% |
| 2023-25 | Q2 | 97% | 90% |
| 2023-25 | Q3 | 98% | 90% |
| 2023-25 | Q4 | 99% | 90% |
| 2023-25 | Q5 | 0% | 0% |
| 2023-25 | Q6 | 0% | 0% |
| 2023-25 | Q7 | 0% | 0% |
| 2023-25 | Q8 | 0% | 0% |
002481 - Percentage of Complaints That Are Closed or Moved to Investigation Within 90 Days.
Percentage of Complaints That Are Closed or Moved to Investigation Within 90 Days.
| Biennium | Period | Actual | Target |
|---|---|---|---|
| 2019-21 | Q1 | 95% | 80% |
| 2019-21 | Q2 | 95% | 80% |
| 2019-21 | Q3 | 95% | 80% |
| 2019-21 | Q4 | 96% | 80% |
| 2019-21 | Q5 | 94% | 80% |
| 2019-21 | Q6 | 86% | 80% |
| 2019-21 | Q7 | 89% | 80% |
| 2019-21 | Q8 | 79% | 80% |
| 2021-23 | Q1 | 87% | 80% |
| 2021-23 | Q2 | 83% | 80% |
| 2021-23 | Q3 | 82% | 80% |
| 2021-23 | Q4 | 82% | 80% |
| 2021-23 | Q5 | 78% | 80% |
| 2021-23 | Q6 | 77% | 80% |
| 2021-23 | Q7 | 83% | 80% |
| 2021-23 | Q8 | 88% | 80% |
| 2023-25 | Q1 | 86% | 80% |
| 2023-25 | Q2 | 87% | 80% |
| 2023-25 | Q3 | 90% | 80% |
| 2023-25 | Q4 | 94% | 80% |
| 2023-25 | Q5 | 0% | 0% |
| 2023-25 | Q6 | 0% | 0% |
| 2023-25 | Q7 | 0% | 0% |
| 2023-25 | Q8 | 0% | 0% |
A005 - Examinations
The department performs several types of examinations. The three primary examinations are compliance and for-cause examinations of financial entities; safety and soundness examinations of banks, credit unions, debenture companies, money transmitters, trust companies, Small Business Association (SBA) lenders, and industrial development corporations; and information system examinations of banks and credit unions.
| Account | FY 2024 | FY 2025 | Biennium Total |
|---|---|---|---|
| FTE | 222.4 | 247.9 | 235.2 |
| 300 - Financial Services Regulation Acct | |||
| Non-Appropriated | 39,358,000 | 41,761,000 | 81,119,000 |
| FY 2024 | FY 2025 | Biennium Total | |
|---|---|---|---|
| FTES | 111.2 | 125.5 | 118.4 |
| GFS | |||
| Other | 19,721,000.0 | 21,035,000.0 | 40,756,000.0 |
| Totals | 19,721,000.0 | 21,035,000.0 | 40,756,000.0 |
000523 - Banking Assets Held at Institutions with Satisfactory Ratings
Banking Assets Held at Institutions with Satisfactory Ratings
| Biennium | Period | Actual | Target |
|---|---|---|---|
| 2019-21 | Q1 | 100% | 90% |
| 2019-21 | Q2 | 100% | 90% |
| 2019-21 | Q3 | 99% | 90% |
| 2019-21 | Q4 | 100% | 90% |
| 2019-21 | Q5 | 100% | 90% |
| 2019-21 | Q6 | 100% | 90% |
| 2019-21 | Q7 | 100% | 90% |
| 2019-21 | Q8 | 100% | 90% |
| 2021-23 | Q1 | 100% | 90% |
| 2021-23 | Q2 | 100% | 90% |
| 2021-23 | Q3 | 100% | 90% |
| 2021-23 | Q4 | 100% | 90% |
| 2021-23 | Q5 | 100% | 90% |
| 2021-23 | Q6 | 99% | 90% |
| 2021-23 | Q7 | 100% | 90% |
| 2021-23 | Q8 | 100% | 90% |
| 2023-25 | Q1 | 94% | 90% |
| 2023-25 | Q2 | 86% | 90% |
| 2023-25 | Q3 | 86% | 90% |
| 2023-25 | Q4 | 86% | 90% |
| 2023-25 | Q5 | 0% | 0% |
| 2023-25 | Q6 | 0% | 0% |
| 2023-25 | Q7 | 0% | 0% |
| 2023-25 | Q8 | 0% | 0% |
000637 - Credit Union Assets Held at Institutions with Satisfactory Ratings
Credit Union Assets Held at Institutions with Satisfactory Ratings
| Biennium | Period | Actual | Target |
|---|---|---|---|
| 2019-21 | Q1 | 99% | 95% |
| 2019-21 | Q2 | 99% | 95% |
| 2019-21 | Q3 | 99% | 95% |
| 2019-21 | Q4 | 99% | 95% |
| 2019-21 | Q5 | 99% | 95% |
| 2019-21 | Q6 | 99% | 95% |
| 2019-21 | Q7 | 99% | 95% |
| 2019-21 | Q8 | 99% | 95% |
| 2021-23 | Q1 | 99% | 95% |
| 2021-23 | Q2 | 99% | 95% |
| 2021-23 | Q3 | 99% | 95% |
| 2021-23 | Q4 | 98% | 95% |
| 2021-23 | Q5 | 88% | 95% |
| 2021-23 | Q6 | 98% | 95% |
| 2021-23 | Q7 | 96% | 95% |
| 2021-23 | Q8 | 94% | 95% |
| 2023-25 | Q1 | 96% | 90% |
| 2023-25 | Q2 | 100% | 90% |
| 2023-25 | Q3 | 97% | 90% |
| 2023-25 | Q4 | 99% | 95% |
| 2023-25 | Q5 | 0% | 0% |
| 2023-25 | Q6 | 0% | 0% |
| 2023-25 | Q7 | 0% | 0% |
| 2023-25 | Q8 | 0% | 0% |
002477 - Percentage of DFI's Consumer Services Division Licensees Examined Per Quarter
Percentage of DFI's Consumer Services Division Licensees Examined Per Quarter
| Biennium | Period | Actual | Target |
|---|---|---|---|
| 2019-21 | Q1 | 8% | 5% |
| 2019-21 | Q2 | 6% | 5% |
| 2019-21 | Q3 | 9% | 5% |
| 2019-21 | Q4 | 10% | 5% |
| 2019-21 | Q5 | 10% | 5% |
| 2019-21 | Q6 | 8% | 5% |
| 2019-21 | Q7 | 8% | 5% |
| 2019-21 | Q8 | 7% | 5% |
| 2021-23 | Q1 | 6% | 5% |
| 2021-23 | Q2 | 12% | 5% |
| 2021-23 | Q3 | 6% | 5% |
| 2021-23 | Q4 | 7% | 5% |
| 2021-23 | Q5 | 5% | 5% |
| 2021-23 | Q6 | 6% | 5% |
| 2021-23 | Q7 | 8% | 5% |
| 2021-23 | Q8 | 7% | 5% |
| 2023-25 | Q1 | 8% | 5% |
| 2023-25 | Q2 | 5% | 5% |
| 2023-25 | Q3 | 7% | 5% |
| 2023-25 | Q4 | 7% | 5% |
| 2023-25 | Q5 | 0% | 0% |
| 2023-25 | Q6 | 0% | 0% |
| 2023-25 | Q7 | 0% | 0% |
| 2023-25 | Q8 | 0% | 0% |
